designated person sebi
Found insideIn no case, the PO should be nominated as the 'Designated Director'.163 In the intermediary sector, the SEBI only requires that the compliance officer be of ... Found inside – Page 9SEBI fines Biocon • SEBI has imposed a total fine of Rs 14 lakh on Biocon Ltd and its designated person for violation of market norms. • Designated person ... Found inside – Page 143Designated persons The committee defines the designated persons as the promoters, ... should be handled by designated SEBI officials in a fast-track manner, ... Found inside – Page 17-55The provisions of the SEBI Criteria for Fit and Proper Person Regulations ... into an arrangement with a designated bank ( ie any bank in India permitted by ... Found insideregistered with SEBI under sec 12 of SEBI Act. Therefore, ... Unless the magistrate or judge of the designated court is prima facie convinced that the ... Found inside – Page 21-611A(1)]: For the protection of investors, SEBI may – (a) Specify by ... or person, SEBI may issue appropriate directions – (a) To any person or class of ... Found inside – Page 394... designated persons which may have a potential conflict with the interest of the Company at large. As per Regulation 23(2) of SEBI Listing Regulations, ... Found inside – Page 22-22... a person registered under SEBI Custodian of Securities Regulations , 1996 ) for custody of securities ( c ) enter into an arrangement with a designated ... Found insidePublic means any person other than related party of the REIT (other than a ... a draft offer document with the designated stock exchange(s) and the SEBI, ... Found inside – Page 5-5... of the listed entity; (e) “chief executive officer” or “managing director” or “manager” shall mean the person so appointed in terms of the Companies Act ... Found insideSEBI has prescribed an advertisement code for mutual funds, the important features of ... should not be published unless approved by the designated person. Found inside – Page 8-41SEBI issued a Circular54 and prescribed a Code of Conduct and ... trading by their designated persons and immediate relative of designated persons towards ... Found inside – Page 50However, if an existing investment by a person resident outside India in capital ... by any authority designated to do so by the Reserve Bank or SEBI. Found inside – Page 308Regulations on Issue and Listing of Debt Securities The SEBI issued regulations on ... the issuer or the person in control of the issuer , or its promoter ... Found inside – Page 1-70In other words, the entity acts like a natural person but only through a designated person, whose acts are processed within the ambit of law.100 A juristic ... Found inside – Page 27-24... intermediaries regulated by SEBI and insurance companies would prevent designated persons from conducting financial transactions, under intimation to ... Found inside – Page 6-5411.6 Prohibition of Insider Trading SEBI (Prohibition of Insider Trading) ... member of the promoter group, designated person and director of every company ... Found inside – Page 181... State Government , a local authority , any person designated by virtue of ... Footnotes : The SEBI ( Mutual Funds ) Regulations , 1996 , the Principal ... Found inside – Page 8122 • Designated Court for SEBI prosecution cases at Delhi . ... Corporate Whose Promoters and Directors are persons Resident Outside India Under the SEBI ... Found insideNo designated person should apply for preclearance of any proposed trade if he ... should be liable to be disgorged for remittance to the SEBI for credit to ... Found inside – Page 565.5 COMPLIANCE OFFICER Every member / trading member of the Exchange shall appoint a ... as may be prescribed by the Exchange / SEBI from time to time . Found inside – Page 1-24The debenture trustee is appointed to administer the trust mechanism in the interests of ... The debenture trusteeship business is regulated under the SEBI ... Found inside – Page 81Previously, foreign investors registered with SEBI, but the new rules allow designated depository participants (like NSDL and CDSL) to accept all ... Found inside – Page 210SEBI grants registration to only those mutual funds that can prove an ... Advertisements should be approved by a designated person before publication. Found inside – Page 215Pursuant to clause ( 9- ) of sub regulation ( 1 ) of Regulation 2 of the Regulations , SEBI has appointed the National Securities Depositories Limited ... Found inside – Page ccxcviii... the price is not less than the price arrived in terms of SEBI guidelines ... debentures or warrants] The designated branch of an authorised dealer may ... Found inside – Page 33... to SEBI of India by fax or electronic mail within twenty four hours . ... or committees appointed out of its own members , 8.2.6.2 Review : A person ... Found inside – Page 13-3Undertaking The issuer should submit an undertaking to the SEBI to the effect ... individual shareholdings should be submitted to the SEBI by the issuer . Found inside – Page 32the Selection Committee for appointment of a person as the Managing ... of the stock exchange will in turn forward it to SEBI for prior approval of SEBI not ... Found inside – Page 231... by itself or in combination with other persons , exercises control over ... Only registrars to issue registered with SEBI should be appointed for all ... Found inside – Page 102This information is utilized for identification of persons not filing their return of income . ... BANSAL ) : ( a ) As per the extant SEBI Regulation for Flls , all Flis report the daily transactions data through their designated custodians to the SEBI . Found inside – Page 162... within which a designated person, who is permitted to trade, ... be handed over to SEBI for credit to the SEBI Investor Protection and Education Fund. Found inside – Page 39... terms on the Governing Board neither such person nor any other designated ... herein shall not be applicable to SEBI nominees , Public Representatives ... Found inside – Page 127... SEBI (PIT) Regulations, 2015 cast duties on the Compliance Officer of the ... unlike of designated persons as were required under earlier regulations. Found inside – Page 366No designated person shall apply for pre-clearance of any proposed trade if ... of SEBI (Prohibition of Insider Trading) Regulations, 2015 1 Guidance Note ... Found inside – Page 10-26They may be called upon at any time by SEBI to furnish within a specified ... RBI should be appointed by the FVCIs the as designated bank for opening ... Found inside – Page 1In India, SEBI has been regulating listed companies through the medium of listed ... the designated securities issued by it or designated securities issued ... Found inside – Page 54addition, SEBI is authorized under Section 55A of the Companies Act, ... document has been filed with the designated RSE through the lead merchant banker. Found insideAdvertisements should be approved by a designated person before publication. SEBI (Mutual Funds) Regulations, 1996 SEBI announced the amended mutual fund ... Found inside – Page 19-711D]: (a) If, after causing an enquiry to be made, SEBI finds that any person has violated, or is likely to violate, any provisions of this Act / Rules ... Found inside – Page 6When funds are frozen, the affected person has no access to assets necessary for ... delay and without prior notice to the designated individuals/entities. Found inside – Page 94The SEBI guidelines ( 1999 ) restrict MFs to invest not more than 10 % of NAV of a ... should not be published unless approved by the designated person . Found inside – Page 175The Designated Officer shall keep with him the originals of Circulars issued ... Offices of SEBI ORDER AGAINST M / S . HIGHWAY USERS ' CENTRES INDIA LTD . Found inside – Page 4-58Procedure The designated member ( i.e. the Chairman / Whole Time Member of the SEBI ) would appoint an officer / a bench of three officers not below the ... Found inside – Page 162Box 7.12 SEBI Freeze Order Reveals Sahara Holds 450 Acres of Land SEBI has ... the banks to transfer the money of Sahara firms to a designated SEBI account. Found inside – Page 263... The board of directors shall appoint a Designated - Person to conduct , supervise and ... them to send their assent SEBI Report on Corporate Governance 263. Found insideThe term 'trustee' means a person who holds REIT assets in trust for the benefit of the unit holders, in accordance with SEBI REIT regulations. Found inside – Page 417Persons resident outside India as defined under FERA are entitled to have , NRE deposits and FCNR deposits . ... opened only in one of the designated foreign currencies e.g. US dollars , Pound Sterling , Deutsche Mark and Japanese Yen . Found inside – Page 25... code of conduct is to be followed by all employees / directors and connected persons . Further , SEBI has issued regulation on insider trading in 1992. Found inside – Page 94Foreign firms and persons are prohibited from trading in commodities. SEBI allows foreign brokers to work on behalf of registered FIIs, but these FIIs can ... 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